Legal & Regulatory

Regulatory Position

Finest Estates operates exclusively as a non-commercial regulatory execution entity within the Prydox framework.

Its mandate is narrow, controlled, and defined by statutory requirements under German law, including the regulatory obligations of §34c GewO.

No brokerage, solicitation, or market-facing activity is conducted by Finest Estates.

All operational functions are procedural in nature and executed only after a private introduction has been initiated by Prydox LLC (USA).

Finest Estates does not source opportunities, promote transactions, interact with the public, or maintain a commercial presence.

Division of Roles

Prydox LLC (USA)

– conducts introductions and principal-level evaluations

– establishes access pathways

– initiates engagement exclusively through private introductions

– maintains all non-German operational control

Finest Estates (Germany)

– performs the regulated tasks required under §34c GewO

– executes administrative, documentary, and compliance-related procedures

– operates without solicitation, marketing, or public communication

– maintains a strictly defined, non-commercial execution role

This division ensures regulatory clarity, structural separation, and alignment with applicable legal frameworks in both jurisdictions.

Non-Solicitation Policy

Finest Estates does not accept direct inquiries, does not advertise services, and does not engage in public brokerage activity.

No opportunities, listings, or transactional offers are published or distributed by Finest Estates.

Engagement is possible only through prior, private introduction by Prydox LLC.

Unsolicited requests, general inquiries, or commercial approaches are not processed.

Compliance & Internal Controls

All activities are carried out within predefined protocols that prioritize:

– confidentiality

– regulatory precision

– controlled information flow

– audit-ready documentation

– strict separation of commercial and execution layers

Visibility is limited to what is legally required.

No operational step exceeds the defined regulatory mandate.

Purpose-Bound Execution

Finest Estates does not act as an advisor, intermediary, or commercial agent.

Its purpose is limited to:

– fulfilling statutory execution requirements under German law

– supporting private engagements that have been formally opened by Prydox LLC

– maintaining non-public, controlled, and compliant operational processes

There is no expansion of scope, no discretionary activity, and no deviation from the regulated execution framework.

Confidentiality

All procedures and information flows are structured to uphold full confidentiality.

Engagements occur only with pre-qualified principals who have undergone the Prydox access protocol.

Operational discretion is central to the entity’s design and function.

Regulatory Integrity

Finest Estates adheres to all applicable regulations without exception.

The entity is designed to operate quietly, precisely, and within a clearly delineated legal perimeter.

Its mandate is execution.

Its posture is non-commercial.

Its function is defined and closed.